Preliminary Amendment Form

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	Trademark Electronic Application System - TEAS Application
	United States Patent and Trademark Office

GENERAL FORM INFORMATION:

60 MINUTE TIME LIMIT: This form "times-out" 60 minutes after accessing this page unless you extend the time limit when the time-out warning appears on screen. To avoid timing out, please have all information ready before starting your session.

DO NOT USE YOUR BROWSER BACK/FORWARD BUTTONS: Use only the navigation buttons at the bottom of each page.

REQUIRED FIELDS: All have an ASTERISK (*), and the form will not validate if these fields are not filled-out.

FOLLOW THE 4 STEPS TO ACCESS THE AMENDMENT FORM:

NOTE: You must wait approximately 7-10 days after your original submission to file the Preliminary Amendment. Please first ensure that all of the original application data has been fully loaded into the USPTO's TARR database before attempting to use this form.
WARNING: While you may successfully submit a Preliminary Amendment, the filing will NOT result in any information being automatically uploaded into the USPTO's databases. An examining attorney must review the amendment to determine whether the proposed change(s) is acceptable. Also, you may submit a Preliminary Amendment for an application filed under the Madrid Protocol (Section 66(a)) only for limited purposes.

STEP 2: ENTER APPLICATION SERIAL NUMBER BELOW OR ACCESS PREVIOUSLY FILLED-OUT/SAVED FORM.

* Serial Number: (Do not enter serial number if you are accessing your saved form.)
OR

FOR PREVIOUSLY FILLED-OUT/SAVED FORM, click on the "Browse/Choose File" button below to access the file from your local drive, and then click the "Next" button at Step 4. You cannot change your answers to the form wizard questions at Step 3; however, you can change data within an existing section(s) of a saved form. To introduce a completely new section, you must start a new form. For further instructions for retrieving your saved form, click here. You must follow these instructions to ensure that you can view your data in the expected editable format.

NOTE: This button should not be used to attempt to upload or attach any other file, for example, a specimen image or a foreign registration certificate. For these or any other types of attachments, after answering "Yes" to the appropriate wizard question(s) below, you can then attach the file within the specific part of the form relating to that issue.

STEP 3: ANSWER ALL WIZARD QUESTIONS.
You must answer all wizard questions appearing directly below, now currently set on "No" as a default (unless you are accessing a previously filled-out/saved form, then see STEP 2, above). At least one answer must be "Yes" or your amendment will be completely blank. You should review the Office action and then answer "Yes" to any question that directly relates to a requirement and/or refusal raised in the Office action. You must respond explicitly to each refusal and/or requirement; that is, if the examining attorney requires specific wording, you must enter that wording in the proper place in the form.

1. Do you need to do any of the following:

*NOTE: To ADD a new class, answer "Yes" to #5, and to pay fee(s) for additional class(es), answer "Yes" to #6.

**NOTE: You may only modify the identification of goods/services to clarify or limit the goods/services; adding to or broadening the scope of goods/services is not permitted.

Yes No

2. Do you need to add or remove any of the following:

Disclaimer
Description of the mark (including color claim and/or stippling statements)
Claim of prior registration(s)
Translation/Transliteration
Meaning and/or significance of wording, letter(s), and/or numeral(s) in the mark
Section 2(f) claim
Consent to register name(s), likeness(es), signature(s) of individual(s)
Supplemental Register amendment
Concurrent use claim
Miscellaneous statement*

*NOTE: The miscellaneous statement field includes the ability to attach a file, for example, to provide requested product literature. Do not use this section for attachments where a specific different section for the purpose already exists, for example, submission of a substitute specimen in #1, above.

Yes No

3. Do you need to submit a new drawing of the mark, either to change the mark itself or submit a better quality image?

NOTE: A material change to your mark is never permissible. Only minor changes in the mark are sometimes permitted. A drawing must be in JPG format.

Yes No

4. Do you need to correct or change the applicant's name or entity information or provide missing applicant or entity information?
Yes No

5. Do you need to ADD a new class(es) of goods and/or services?

NOTE: You may not add class(es) or goods/services to broaden the scope of the original identification of goods/services.

NOTE: To pay the fee(s) for adding class(es), answer "Yes" to #6. To change an existing classification number or delete goods/services, answer "Yes" to #1.

Yes No

If the answer is Yes, enter the number of classes:

6. Do you need to pay an additional fee for an existing class, or to add a class of goods/services or submit the $50 fee for losing TEAS Plus status?
Yes No

7. Do you need to update the correspondence address (includes e-mail address)?
Yes No

8. Do you need to submit a Signed Declaration?

NOTE: Answer "Yes" to this question: (1) if the application was unsigned, improperly signed, or lacked the required declaration language; and/or (2) to have the declaration signed by the e-signature or handwritten pen-and-ink signature method (i.e., not using the direct signature method).

Yes No

STEP 4: ACCESS ACTUAL AMENDMENT FORM.
Click on the "Next" button below to access the amendment form for entering your information. Clicking the "Clear" button will re-set all buttons above to the "No" setting.

The information collected on this form allows the USPTO to determine whether a mark may be registered on the Principal or Supplemental Register, and provides notice of an applicant's claim of ownership of the mark. Responses to the request for information are required to obtain the benefit of a registration on the Principal register. 15 U.S.C. §1051 et. seq. and 37 CFR Part 2. All information collected will be made public. Gathering and providing the information will require an estimated 10 minutes (depending if the response is based on an intent to use the mark in commerce, use of the mark in commerce, or a foreign application or registration). Please direct comments on the time needed to complete this form, and/or suggestions for reducing this burden to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. Please note that the USPTO may not conduct or sponsor a collection of information using a form that does not display a valid OMB control number.

Sat Jul 04 12:23:51 EDT 2009